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Fee And Charges – Hong Kong Securities Market
ItemFee scheduleRemarks
Trade Related – Buy / Sell
Trading Fee (HKEx)0.005%On gross trade amount
Transaction Levy (SFC)0.003%On gross trade amount
Investor Compensation Levy (HKSAR)N/AN/A
Stamp Duty (HKSAR)HK$1 per thousand dollarRound up to the nearest thousand
Settlement Fee0.01%, min. HK$3 & max. HK$300On gross trade amount
BrokerageNegotiation
Stock Deposit / Withdrawal
Physical Stock WithdrawalHK$5 per board lot, min. HK$30Round up to the nearest board lot
Physical Stock DepositHK$5 stamp duty per transfer deed
SI Instruction – Delivery0.004%, min. HK$20, max. HK$500Calculation based on previous closing price
SI Instruction – ReceivedFree
Investor SI Instruction – Delivery0.004%, min. HK$20, max. HK$500Calculation based on previous closing price
Investor SI Instruction – ReceivedFree
Custodian Fee (Annual / Monthly)Free
Dividend
CCASS Charges0.12%On gross dividend amount
Dividend Collection Fee (Cash / Scrip Dividend)0.25%, min. HK$20, max. HK$500 (scrip dividend plus HK$20 handling fee)On gross dividend amount
Claim Dividend (each unclaimed entitlement of each stock)0.12% plus HK$200 handling fee and other relevant nominee service fee (if any) collected by HK Clearing, Ping An handling fee HK$200On gross dividend amount
Nominee Service and Corporate Actions
Scrip FeeHK$1.5 per board lotRound up to the nearest board lot
Corporate Actions Fee (for rights subscription, excess rights subscription and warrant exercise)HK$0.8 per board lot collected by HK Clearing, Ping An handling fee HK$20Round up to the nearest board lot
Takeover / Privatization
- Corporate Actions Fee
- Privatization Stamp
- Ping An Handling Fee
HK$0.8 per board lot collected by HK Clearing
HK$1 per thousand dollar
0.25%, min. HK$100, max. HK$1,000

Round up to the nearest board lot
Round up to the nearest thousand
On gross amount
Electronic Application for New Issue Shares (eIPO)
Handling fee for Electronic Application InstructionHK$5
Money Settlement FeesHK$1.2
Ping An Handling FeeHK$20
Other Service
Interest for Overdue BalanceP+8% p.a.
# P= (i) Prime rate of HSBC or
(ii) Cost of Fund of Ping An
Whichever is higher
Retrieving Monthly StatementCurrent month and previous month - Free
Current year HK$50 per month
Over 1 year HK$100 per month
Over 2 year HK$ 200 per month
SSA StatementHK$100 per month
Cheque Stop PaymentHK$100 per cheque
Cheque Out-of-date Re-issueHK$100 per cheque
Cheque ReturnHK$50 per cheque plus interest
Remarks: All fees are subjected to change without prior notice.